People in The Trade

A new challenger steps forward

The impending launch of Nasdaq OMX NLX, a multilateral trading facility (MTF) for interest rate derivatives, heralds the arrival of much-needed competition in a previously untouched market, according to CEO Charlotte Crosswell.

Due to launch in Q1 next year, Nasdaq OMX’s new platform will take on Europe’s derivatives giants Eurex, owned by Deutsche Börse, and NYSE Euronext’s London-based Liffe, by offering a single platform for the trading of European short- and long-term listed interest rate derivatives. Offering trading in both euro- and sterling-based derivatives products, NLX aims to introduce competitive execution and clearing fees that should enable institutional investors to save costs on derivatives transactions.

“This is the first time market participants will be able to trade both short and long contracts in one place, with a single clearing system operated by LCH.Clearnet to allow significant cost savings through cross-margining opportunities,” says Crosswell.

A new design 

Based on Nasdaq’s Genium INET low-latency trading platform, NLX is designed to enable simplified execution of a broad range of hedge, strategy and contingent trades and will support both central order book and off-order book trades on the same platform. Settlement prices will be linked to OTC markets where necessary, to ensure accuracy. The new trading platform aims to provide users with execution cost savings and will complement these with fee reductions, according to Crosswell.

“Europe has seen two virtual monopolies dominate derivatives trading for a long time,” she says. “At the same time, short contracts have been available on one platform, long contracts on another, while previous attempts to combine the two have been half-hearted and unsuccessful. For the first time, we are bringing real, credible derivatives competition to the region.”

If previous experience is anything to go by, breaking into the European listed derivatives market will be challenging. London Stock Exchange-owned multilateral trading facility Turquoise has suffered a slow start since its launch last year, having been hampered by the reluctance of Eurex to cross-licence Euro STOXX indices and the refusal of NYSE Liffe to allow LCH.Clearnet to offset margin in the FTSE 100 derivatives contracts listed on both markets.

NLX will look for efficiencies in other areas. A key plank in the venue's strategy is its partnership with LCH.Clearnet, which promises to generate cross-margining efficiencies for market participants. LCH will provide clearing and settlement services, with all instruments to be cleared through Synapse, the firm’s strategic derivatives clearing platform. Listed products will be cross-margined within a single clearing risk pool using PAIRS, the clearing house’s proprietary margining methodology.

NLX will host market makers on its platform, and aims to attract a broad range of market participants.  Buy-side firms will be able to use the platform to move open interest and to carry out portfolio margining. Already, clients are connecting to the platform in preparation for its launch, according to Crosswell.

Change ahead 

While fragmentation in Europe’s equity markets followed from the introduction of competing platforms after MiFID in 2007, Crosswell says that much of that competition was based on pricing – a model that NLX aims to supersede by combining cost savings with new products.

“We knew a copy-cat approach alone would not be enough to succeed,” she says. “Instead, we have concentrated on engaging with market participants to work out a viable solution. We are aware that market participants do not want a myopic race to the bottom on price – instead, they want product innovation.”

Part of the impetus for the new trading platform is the commitment by the G-20 nations to introduced standardisation and central clearing of OTC derivatives by the beginning of next year. With the deadline looming, many products traded bilaterally will be traded on centralised platforms – a fact that Nasdaq NLX aims to use to its full advantage.

“Centralised clearing for OTC derivatives as mandated by the G-20 and by European regulators for the beginning of 2013 should bring additional derivative instruments and liquidity into the market,” says Crosswell. “We are committed to a Q1 launch next year as we want to be ready to serve market participants when the deadline arrives.”

Under the European market infrastructure regulation, Europe’s buy-and sell-side firms have until January 2013 to prepare themselves for the central clearing and trading of OTC derivatives. The move aims to reduce systemic risks in OTC derivatives markets by improving transparency for regulators and market participants.

Elliott Holley +44 (0)20 7397 3820 elliott.holley@information-partners.com