Equities Archive

November 29, 2012

ASIC reports on Chi-X Australia, urges tech focus

Chi-X Australia must strengthen conflicts of interest and technology protections but has satisfied its regulatory demands, the Australian market watchdog concluded in a report. read more>

November 28, 2012

Expect regulatory action on US dark trading - TABB

Increased pressure to establish clarity in dark trading, both on and off exchanges, is needed to restore confidence in US lit markets, a report has warned. read more>

November 28, 2012

Unbundling and CSA use set to rise

Buy-side firms in Europe and the US will continue to split research and execution services, through the increased use of commission sharing agreements, a new study has revealed. read more>

November 27, 2012

BATS extends US venue risk controls

BATS extends US venue risk controls

US venue operator BATS Global Markets has increased its risk management provisions by extending member-operated tools across its equities and options venues. read more>

November 23, 2012

Increased cost clarity for buy-side as government backs Kay review

The UK government has backed increased cost transparency for buy-side firms called for in the Kay Review, following a push toward unbundling of broker services from the market regulator. read more>

November 22, 2012

Bernstein Research draws battle lines for bulge brackets

Large international brokers are in for a war of attrition in the battle for global capital markets survival, according to leading analysts. read more>

November 22, 2012

Nasdaq targets remote members as Nordic fight intensifies

Nasdaq targets remote members as Nordic fight intensifies

The battle for Scandinavian market share is set to intensify with a new initiative from domestic exchange operator Nasdaq OMX Nordic to attract overseas flow and the implementation of the London Stock Exchange's Millennium Exchange platform at Oslo Børs. read more>

November 21, 2012

Whither Japanese equities?

Whither Japanese equities?

The Japanese equity markets are either home to some undervalued bargains or some disasters waiting to happen, depending on who you ask, but the latest Bank of America Merrill Lynch fund manager survey labels Japan the most unloved of all major markets. read more>

November 16, 2012

Turquoise volumes slump as CEO takes reins

Turquoise volumes slump as CEO takes reins

Equities trading volumes for Turquoise, the London Stock Exchange’s multilateral trading facility, are down nearly 30% year-on-year, according to the exchange operator's six-monthly results, giving its new CEO a host of issues to deal with. read more>

November 15, 2012

FTT details to emerge early next year

FTT details to emerge early next year

A Europe-wide financial transaction tax came a step closer to fruition Thursday as the European Parliament’s Economic and Monetary Affairs Committee agreed to move forward on a report outlining cooperation in the single market. read more>