July 22, 2016 12:33 PM GMT
Dark pool users told to watch for software changes which alter how the trading venues operate.July 21, 2016 2:25 PM GMT
Secretary Lew praises Wall
Street reform for strengthening bank balance sheets, and pulling derivatives
“out of the shadows”.
July 21, 2016 10:43 AM GMT
Buy-side expected to pay increased fees to the
sell-side as costs of MiFID II compliance hits profit margins.
July 21, 2016 10:05 AM GMT
Significant differences recognised between UK and US dark pools in Thematic Review from the Financial Conduct Authority.July 20, 2016 1:40 PM GMT
HSBC arrest is believed to be in connection with the Justice Department's investigation into foreign exchange rigging.July 20, 2016 12:03 PM GMT
The FCA’s role remains unchanged post-Brexit as it expects firms to continue with plans for EU regulation.July 20, 2016 10:04 AM GMT
The UK regulator has invited companies to bid to join its panel of external consultants which investigate regulated firms.July 19, 2016 2:57 PM GMT
FMRD rebrands amid plans to improve regulatory cooperation between EU and US.July 19, 2016 1:18 PM GMT
US trade association says the FSOC has no basis for financial stability concerns over liquidity management.July 19, 2016 10:25 AM GMT
SIFMA has questioned the justification for broker-dealers bearing financial burden of CAT NMS plans in the US.July 18, 2016 11:40 AM GMT
UK firms told to up their game to catch up to European rivals on key regulatory issues.July 15, 2016 2:18 PM GMT
The Commission’s finalised bond transparency rules means ESMA will carry out annual assessments on liquidity.July 14, 2016 2:45 PM GMT
French ministers have attacked Barroso’s decision to move over to Goldman Sachs so soon after Brexit result.July 14, 2016 10:31 AM GMT
An American futures trader has been sentenced to three years in prison for market manipulation.July 14, 2016 10:21 AM GMT
The SEC has proposed new disclosure rules to provide investors with more transparency and to monitor routing decisions.