Regulation

February 03, 2016 11:44 AM GMT

Morgan Stanley pays $63m to settle US lawsuits

Morgan Stanley has paid out a $62.95 million settlement relating to the sale of residential mortgage backed securities to three banks which failed during the credit crisis. 

January 15, 2016 12:15 PM GMT

CFTC fines halve in 2015

The US's main derivatives regulator handed down significantly fewer fines in 2015.

January 12, 2016 10:18 AM GMT

Regulation watch: Setting the precedent

As US and European regulators push to ensure investors get a fair deal from traders, Henry Yegerman considers how regulators on both sides of the Atlantic are demanding Best Execution.

January 11, 2016 1:58 PM GMT

Buy-siders ready themselves for Solvency II

Solvency II will apply capital requirements, heightened governance and risk management standards, and regulatory reporting obligations to insurance firms from the start of 2016, we take a deeper look into the new regulation and how it will affect hedge funds and asset managers.