Buy-side most concerned Brexit will see regulatory split
A potential regulatory bifurcation is the biggest concern for asset managers following the EU referendum in the UK.
A potential regulatory bifurcation is the biggest concern for asset managers following the EU referendum in the UK.
Trade associations at a roundtable hosted by the FCA have questioned MiFID II rules on exchange market data pricing.
Deutsche Bank slapped with $12.5 million fine following internal broadcast, which revealed trading information to employees.
Schneiderman said Barclays must follow rules, despite how rich and powerful it may be.
Goldman Sachs employee found to have used unauthorised documents in client presentations.
Barclays has been fined $1.3 million for order audit reporting violations and related supervisory failures.
Mary Jo White asked equity committee to consider refinements to circuit breakers, which could exacerbate volatility if triggered.
Regulators in Singapore to explore disruptive technologies with launch of International Technology Advisory Panel.
The European Commission has told regulators pension funds should be exempt from collateral rules.