December 23, 2015 5:36 AM GMT
A US Securities and Exchange Commission (SEC) staff report
has issued recommendations which could tighten up the qualifying criteria for
accredited investors and their ability to invest in private fund vehicles such
as hedge funds or structured products.
December 18, 2015 8:58 AM GMT
Uncertainty and criticism continues to surround the proposed
EU financial transaction tax
December 18, 2015 6:43 AM GMT
Plans to create a harmonised global product identifier for OTC derivatives have been unveiled by IOSCO.
December 17, 2015 9:18 AM GMT
Recognition of cost burden by FCA means firms can start to
December 16, 2015 6:37 AM GMT
The FCA's most recent MiFID paper exempts certain funds, such as UCITS and alternatives, from reporting obligations.
December 15, 2015 8:13 AM GMT
New sanctions will facilitate regulators in holding
individuals to account
December 3, 2015 6:15 AM GMT
FIX makes changes to adapt to new timestamp rules in MiFID II.
December 2, 2015 9:10 AM GMT
standards for OTC interest rate swaps clearing have been included in the
Official Journal, giving the buy-side a year to prepare for the new rules.
November 30, 2015 9:15 AM GMT
BME Clearing launches OTC clearing
facility for interest rate swaps
November 27, 2015 7:10 AM GMT
Traders of Asian fixed income assets should re-evaluate liquidity contingency plans due to the changing profile of those investing in Asian bond markets, according to a new report.