‘The Forum’ unveiled to bridge regulation between EU and US
FMRD rebrands amid plans to improve regulatory cooperation between EU and US.
FMRD rebrands amid plans to improve regulatory cooperation between EU and US.
US trade association says the FSOC has no basis for financial stability concerns over liquidity management.
SIFMA has questioned the justification for broker-dealers bearing financial burden of CAT NMS plans in the US.
The Commission’s finalised bond transparency rules means ESMA will carry out annual assessments on liquidity.
French ministers have attacked Barroso’s decision to move over to Goldman Sachs so soon after Brexit result.
The SEC has proposed new disclosure rules to provide investors with more transparency and to monitor routing decisions.
The SEC has fined Citigroup for submitting incomplete bluesheets, due to technological errors.
ESMA’s updated risk assessment “intensified” to reflect the effects of the EU referendum.