MiFID III is ‘further away than many might expect’ says MEP Swinburne
Swinburne highlights access, competition and consolidated tape as areas for improvement with existing MiFID II regulations.
Swinburne highlights access, competition and consolidated tape as areas for improvement with existing MiFID II regulations.
NatWest Markets will pay $750,000 to settle charges after the CFTC found it had misreported hundreds of thousands of swaps transactions.
Citi Match users were misled about HFTs operating in the dark pool for more than two years, according to the SEC.
Formerly Convergex, Cowen Execution Services submitted incomplete data due to coding errors, according to the SEC.
New service set to help investment managers meet reporting obligations for the end of April 2019.
Christopher Giancarlo, head of the CFTC, has long-been a critic of swaps trading rules in the US.
Societe Generale has said the investigation related to US dollar transactions it processed with countries that are subject to US sanctions.
The RTS 27 Now tool for MiFID II will help banks considered to be SIs meet the December reporting deadline.
Johannes Woelfing will be responsible for setting up the Investment Association’s new office in Brussels as it looks to have an increased presence in the city.
BNP Paribas was found to have made false reports and attempted to rig the USD ISDAFIX over a five-year period.