Questions raised over viability of CSAs and potential loopholes on non-monetary minor benefits.
As the FCA confirms it is teaming up with Australian regulators to support FinTech firms, The Trade looks at how the UK’s regulation on FinTech compares with the rest of the world…
Whitepaper published by Smarsh claims firms are unaware of rules on recordkeeping, and need to prepare now to be compliant by January 2018.
As global regulators look at liquidity pressure points, The TRADE asks what role do Exchange Traded Funds have to play in the next global crisis?
Ahead of The TRADE’s series of live events on Mifid II, we ask industry experts to flag the key changes of which everyone should be aware.
The amount of data required pre- and post-trade under Mifid II is a ‘massive headache’ for firms, writes Hayley McDowell…