BAML slapped a second time with $42 million fine for masking orders
Bank of America Merrill Lynch admits masking millions of orders and will pay $42 million for the second time this year.
Bank of America Merrill Lynch admits masking millions of orders and will pay $42 million for the second time this year.
Investigation by Competition and Markets Authority into ION Investment Group’s acquisition of Fidessa could delay the deal.
Traders at JP Morgan allegedly traded at the 11.00am fixing time to manipulate the USD ISDAFIX interest rate swaps benchmark.
The FCA will contact asset managers, investment banks and brokers to evaluate the effects of unbundling under MiFID II.
Citibank allegedly made millions in “unjust gains” from governmental and not-for-profit counterparties by manipulating the USD Libor benchmark.
New report suggests that spending, automation and outsourcing of compliance functions at buy-side firms will increase over the next five years.
Global survey of fund managers suggests the buy-side is now feeling the consequences of MiFID II unbundling rules.
Latest data on DVC breaches under MiFID II finds more than 900 stocks are suspended from trading as of 7 June.
Greenwich Associates lays out potential benefits to ease of restrictions on swaps trading and SEFs in the US.
Lack of clarity on the regulation of cryptocurrencies has proved to be a major barrier for institutional investors looking to trade digital assets.