New report reveals the majority of stocks across Europe will hit the MiFID II dark trading cap come January 2018, with FTSE 100 hit hardest.
ITG paid a $24 million fine in January for its failures with handling American depository receipts (ADRs).
Research reveals a shift towards independent research providers could see huge losses across investment banking research departments.
The AMF has made several suggestions to improve the governance and central role of the EU financial watchdog.
Systematic internaliser regime could be redefined to close potential loophole, although industry experts question whether this will be enough.
Survey revealed 85% of asset managers expect to be compliant with unbundling by Q4 2017 or later.
A delegated act has been proposed which would redefine the systematic internaliser regime to close networking loophole.
From 3 January 2018 banks and asset managers will be required to trade certain OTC derivatives on electronic platforms.
Firms have been warned by the FCA to apply now to ensure application is process by 3 January 2018.
Former compliance officer at UBS worked at the investment bank for more than a decade.