ESMA rules out open access exemption for listed derivatives
ESMA stated there is no risk to exchanged traded derivatives in relation to open access.
Regulation
Does ETF ‘Bottleneck Risk’ exist?
As global regulators look at liquidity pressure points, The TRADE asks what role do Exchange Traded Funds have to play in the next global crisis?
ESMA dishes DTCC first trade repository fine
ESMA found DTCC failed to provide access to derivatives reporting data for a period of nine months in 2014.
Mifid II: The regulatory headache
Ahead of The TRADE’s series of live events on Mifid II, we ask industry experts to flag the key changes of which everyone should be aware.
Mifid II: Drowning in data
The amount of data required pre- and post-trade under Mifid II is a ‘massive headache’ for firms, writes Hayley McDowell…
US automated trading rules cause uproar
Algorithmic traders are reluctant to give up their "secret sauce" to regulators.
ESMA warns of collateral shortage in bear market
Tensions could rise as pressure on obtaining high quality collateral increases, according to ESMA.
IOSCO warns of FinTech regulatory threat
Report by IOSCO suggests digital disruption is too complex for regulators and puts investor protection at risk.
New Budget measures may harm UK banking
The effects of the measures on competition could mean higher costs.
EC orders ESMA to revise MiFID II reforms
ESMA has six weeks to revise the proposals and to submit them to the European Commission.