Prime broker to fight £400,000 FCA fine for market abuse
Linear Investments maintains there were no instances of market abuse that went undetected or unreported.
Linear Investments maintains there were no instances of market abuse that went undetected or unreported.
TP ICAP will move its Tullett Prebon and ICAP Global Broking Business under one roof at 135 Bishopsgate, Broadgate.
Andrea Orcel will join Santander as CEO in early 2019, as UBS names Piero Novelli and Robert Karofsky co-presidents of the investment bank.
The charges against Bank of America marks the ninth CFTC enforcement action against major investment banks related to ISDAFIX rigging.
Instinet adds to liquidity streaming partnerships implemented with Virtu Financial and Sun Trading last year, expanding liquidity coverage of stocks and ETFs.
Michael Seigne spent 22 year with Goldman Sachs before joining KCG and then Virtu Financial following their merger last year.
NatWest Markets will pay $750,000 to settle charges after the CFTC found it had misreported hundreds of thousands of swaps transactions.
Citi Match users were misled about HFTs operating in the dark pool for more than two years, according to the SEC.
Marty Chavez will step down as CFO to co-lead the trading business and will be replaced by John Waldron who currently heads up the investment banking division.
Formerly Convergex, Cowen Execution Services submitted incomplete data due to coding errors, according to the SEC.