FX options broker TFS-ICAP fined £3.44 million for falsifying trades
The FCA said TFS ICAP had misled clients in a printing scheme over a prolonged period to encourage them to trade when they otherwise might not have done.
The FCA said TFS ICAP had misled clients in a printing scheme over a prolonged period to encourage them to trade when they otherwise might not have done.
Charles Schwab Investment Management and WisdomTree Asset Management have signed on to Virtu’s ETF analytics tool.
The SIGMA X Europe MTF will go live prior to 4 January to service European clients Goldman Sachs has confirmed.
Grigoriy Kozin joins BCS Global Markets as head of business development for prime service after more than a decade at Sova Capital as director of prime services.
Results of the Virtu Financial annual survey suggests it may be a while before buy-side arrange in-office meetings with brokers.
Paul Kenyon will join the business development team at Jump Trading next month after almost five years with NYSE.
The integration will enable TORA’s OEMS clients to access liquidity through the TP ICAP Fusion RFQ pool of 14,500 instruments and over 30 liquidity providers.
Barclays Bank SI was not only the largest SI in 2019 but also the largest venue in the bond market, ESMA’s EU market securities report stated.
Statistical analysis from ESMA has revealed the Goldman Sachs SI was the largest in Europe and the second largest venue in 2019 after Cboe Europe’s MTF.
Firms tackled remote working by shifting focus to compliance infrastructure and partnering with external technology providers, Greenwich Associates research found.