Regulation
Three major investment banks allegedly carried out various frauds and spoofing on precious metals futures contracts.
Regulation
Decision means banks and traders can use US venues to trade derivatives in compliance with MiFID II.
Regulation
CFTC's Giancarlo stated stricter rules on overseeing non-EU clearing houses will damage US derivatives markets.
Regulation
Morgan Stanley has been fined a total of $350,000 after the CFTC found it had omitted data from its Large Trader reports.
Regulation
Clients of Morgan Stanley were overcharged more than $1.5 million for exchange and clearing fees.
Sell-Side
Citi failed to correctly report LEIs for tens of thousands of swap transactions.
Asia
Bank of Tokyo-Mitsubishi informed the CFTC one of its traders had engaged in spoofing activity.
Regulation
Regulators hope to streamline and improve the quality of derivatives data being reported.
Post-Trade
The Commodity Futures Trading Commission approves CME’s application to clear OTC FX options.
Regulation
CFTC looks to bring itself into 21st century with the launch of a major FinTech initiative.