FCA to review liquidity management policies
Liquidity management highlighted as a focus for the UK regulator this year.
Liquidity management highlighted as a focus for the UK regulator this year.
Trax will begin testing for transaction reporting under MiFID II with the FCA as of summer this year.
UK authority outlines concerns with regulating blockchain technology within new consultation paper.
Former banker admitted sharing information on clients with friends via messaging app.
Tesco faces £85 million charge after misleading investors on profits.
Recent survey finds majority of buy-side firms will wait until MiFID II is launched before implementing unbundling.
FCA and Japanese authorities exchange letters to provide a regulatory referral system for FinTech companies.
Regulator visited investment firms and found majority are failing to meet unbundling and dealing commission requirements.
FCA urges buy-side firms to implement strategies to ensure best execution is monitored efficiently.
AFME conference panel says regulators have failed to look to the future when exploring bond liquidity.