Significant differences recognised between UK and US dark pools in Thematic Review from the Financial Conduct Authority.
The FCA’s role remains unchanged post-Brexit as it expects firms to continue with plans for EU regulation.
The UK regulator has invited companies to bid to join its panel of external consultants which investigate regulated firms.
The UK’s Financial Conduct Authority (FCA) has written to proprietary trading firms to assess their capital adequacy.
Since its launch in 2014, Project Innovate has proved to be popular, having received 500 requests for support from firms.
Tracey McDermott is to leave the UK regulator seven months after she withdrew from the race to become permanent chief executive of the Financial Conduct Authority.
The Financial Conduct Authority is to investigate banks who award more shares to buy-side firms based on the trading commissions and 'other revenues' they receive from them.