Tag: MiFID II

MiFID II: An organisational checklist (Part 2)

In the second of our MiFID II checklists outlining requirements for firms resulting from the recent delegated acts, we cover custody and collateral, research, record keeping, product manufacturing and financial instruments.

Mifid II: An organisational checklist

Earlier this week, the European Commission released its latest list of delegated acts for Mifid II. Here, The Trade has summarised the key areas of which businesses need to be aware.