Mifid II: An organisational checklist
Earlier this week, the European Commission released its latest list of delegated acts for Mifid II. Here, The Trade has summarised the key areas of which businesses need to be aware.
Tag: MiFID II
Sell-side begins research cuts
Banks and brokers are reducing research services provided to smaller buy-side firms.
Buy-side hit out against MiFID II reporting rules
Firms including BlackRock, Citadel and Amundi have demanded further clarity on the reporting of certain types of transactions.
Firms team up for research and corporate access platform
Companies team up for research platform, which connects with senior management from listed firms.
Firms unaware of Mifid II’s impact on recordkeeping
Whitepaper published by Smarsh claims firms are unaware of rules on recordkeeping, and need to prepare now to be compliant by January 2018.
ESMA rules out open access exemption for listed derivatives
ESMA stated there is no risk to exchanged traded derivatives in relation to open access.
Mifid II: The regulatory headache
Ahead of The TRADE’s series of live events on Mifid II, we ask industry experts to flag the key changes of which everyone should be aware.
Mifid II: Drowning in data
The amount of data required pre- and post-trade under Mifid II is a ‘massive headache’ for firms, writes Hayley McDowell…
EC orders ESMA to revise MiFID II reforms
ESMA has six weeks to revise the proposals and to submit them to the European Commission.
Former LMAX team launches tech company
Technology aims to address fragmentation and data issues in fixed income and derivatives markets.