Tag: Morgan Stanley
Morgan Stanley registers as SI ahead of MiFID II
Morgan Stanley becomes latest investment bank to register as a systematic internaliser under MiFID II.
Barclays taps Morgan Stanley for European equity research head
Barclays said new hire signals the importance of research as MiFID II unbundling rules loom.
Morgan Stanley fined $8 million for ETF trading failures
The SEC found Morgan Stanley failed to inform investors of risks related to the trading of inverse ETFs.
Citi and Morgan Stanley fined $6m for ‘misleading’ FX trading programme
CitiFX Alpha trading programme misinformed investors about risk and cots of being a part of the group.
Bond trading leads fourth quarter revenue surge at top investment banks
Goldman Sachs, JP Morgan, Morgan Stanley and Citi reported strong growth across trading revenues in fourth quarter in 2016.
Japanese regulator looks to fine Morgan Stanley for market manipulation
Investigation found millions of purchase orders were placed without intention to execute.
Former ITG Fintech boss heads back to trading with role at OANDA
OANDA appoints global head of trading and quantitative analytics in New York.
R3 partners with Calypso for post-trade functions on blockchain platform
Partnership follows recent departure of several founding members.
Morgan Stanley joins Goldman Sachs in R3 departure
Morgan Stanley has reportedly followed Goldman Sachs and Santander in leaving the R3 blockchain venture.