Tag: Pre & post trade reporting

Should traders adopt a DIY approach to TCA?

The relationship between providers of transaction cost analysis (TCA) and buy-side traders has chilled. One might not quite say that familiarity breeds contempt, but both sides certainly feel a little taken for granted.

Regulators signal end to permissive oversight of MiFID

A more prescriptive approach to investment firms’ compliance with MiFID is expected by an increasing number of European market participants who draw parallels with the rules-based regime in the US equity markets overseen by the Securities and Exchange Commission.

FSA to lift shorting ban, extend disclosure regime

The UK’s Financial Services Authority (FSA) has confirmed its plans to lift a ban on the short-selling of UK financial stocks on 16 January – the expiry date originally given when restrictions were imposed on 18 September last year.