A new world order
As regulators probe whether market participants have learnt lessons from the financial crisis, Declan McEvoy suggests all may not be as it seems…
Tag: regulation
Financial Conduct Authority's Tracey McDermott to leave
Tracey McDermott is to leave the UK regulator seven months after she withdrew from the race to become permanent chief executive of the Financial Conduct Authority.
TradeCast episode 7
On this week's TradeCast we look at job cuts across investment banking, the new benchmarking regulation and compare futures to ETFs.
Private equity fund buys Alpha anticipating regulation budget shift
Dunedin has acquired a significant stake in consultancy firm Alpha, as regulation shifts budgets for asset managers.
Morgan Stanley pays $63m to settle US lawsuits
Morgan Stanley has paid out a $62.95 million settlement relating to the sale of residential mortgage backed securities to three banks which failed during the credit crisis.
New boss of the FCA revealed
Interim boss Tracey McDermott will pass on the baton in the coming weeks.
Struggle ahead for fixed income platforms
The impact of regulations has left the fixed income business in a state of transition.
Sapient aims to ease trade reporting burden
The CMRS portal has developed as a result of regulatory requirements.
FCA acknowledges costs of MiFID II will be ‘significant’
Recognition of cost burden by FCA means firms can start to
plan projects.
Tougher sanctions on the way for traders say panel
New sanctions will facilitate regulators in holding
individuals to account