Fixed Income
SEC’s newly formed Fixed Income Market Structure Advisory Committee will provide advice on regulatory opportunities and intervention.
Regulation
UnaVista launches CAT Accelerator tool ahead of reporting requirements next month.
Regulation
US brokers given 30-month relief period as SEC looks to reduce confusion over cross-border compliance.
Regulation
Brett Redfearn has left JP Morgan to head up the trading and markets division at the Securities and Exchange Commission.
Regulation
SEC says system hack resulted in access to non-public information for illicit trading gains.
Regulation
Former Bank of America IT Consultant allegedly tipped friends about imposing mergers and acquisitions.
Trading Venues
Boston Options Exchange will open trading floor in Chicago after US financial authority approves plans.
Trading Venues
NYSE and Nasdaq have expressed concerns over Bats Global Market’s planned closing auction alternative launch.
Regulation
ITG paid a $24 million fine in January for its failures with handling American depository receipts (ADRs).
Regulation
New York-based FinTech firm petitions for regulation of blockchain and digital based-assets.