NYSE gets speed bump approval from SEC
Following a controversial approval process, NYSE has won regulatory approval to implement a speed bump on NYSE MKT.
SEC found Barclays overcharged clients up to $50 million in advisory fees.
David Humphrey fined following misrepresentation of personal derivatives trading activity.
Jay Clayton officially sworn in as the 32nd chairman of the SEC.
Luparello becomes the second former SEC regulator to join Citadel Securities.
SEC recently delayed its decision on NYSE's proposal to implement a speed bump on NYSE MKT.
Various global markets have made attempts to shorten their settlement cycles in recent months and the US has now followed suit.
The exchange is looking for approval to establish a speed bump on NYSE MKT.
The SEC found Morgan Stanley failed to inform investors of risks related to the trading of inverse ETFs.