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Finalising swap execution facility documentation is the chief impediment to onboarding buy-side firms as the expected February mandatory trading deadline approaches, according to SEF operators.
A growing trend for traditional asset managers to use portfolio management systems for their OTC derivatives trading is driving reform in these platforms, according to Denise Valentine, senior analyst at research consultancy Aite Group.
What is going to be the biggest priority for the buy-side in 2014?
As the regulatory burden grows, more and more market participants are having to put these responsibilities at the forefront of what they do. As such, the role of the compliance manager has gone from relative obscurity to being one of the most important functions in financial services firms. In the final installment in this roundtable, five compliance experts explain how the business has changed.
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