Citadel Securities, Natixis & MUFG fined $6 million for blue sheet data failures
Broker-dealers have been fined a combined $6 million for submitting inaccurate blue sheet data to the Securities and Exchange Commission.
News
BNY Mellon revamps ETF order taking
BNY Mellon has integrated Bloomberg BSKT and introduced a global standard for transmitting orders via its electronic messaging service.
MiFID II goes global as buy-side implement global unbundling policies
Study from Liquidnet finds that more than half of asset managers have implemented a global policy for unbundling under MiFID II.
HKEX COO, head of markets Roger Lee to retire
Roger Lee will retire on 1 January 2019 after more than 20 years with HKEX.
Eurex adds Flow Traders as FX derivatives liquidity provider
Flow Traders will provide liquidity for the Eurex FX futures and rolling spot FX futures products.
REGIS-TR to open trade repository in the UK
REGIS-TR is awaiting regulatory approval to establish a trade repository in the UK to continue serving clients post-Brexit.
ICE Clear Credit gains clearing house status in Singapore
ICE Clear Credit is now a recognised clearing house in the country after gaining approval from the Monetary Authority of Singapore.
Societe Generale to establish clearing base in Paris
As Brexit looms, Societe Generale is to open a new base in Paris for clearing of derivatives and OTC products by the end of the year.
Mobius Capital Partners adopts Bloomberg’s workflow tools
Mobius Capital Partners is using Bloomberg's AIM as its OMS, alongside portfolio and risk analytics.
Sell side
The Big Interview: Jos Dijsselhof
After departing Euronext to talk up the mantle of chief executive of SIX at the start of 2018, Jos Djisselhof talks to The TRADE about how the first year of his stewardship of SIX has played out, reorganising the business and why the SIX Digital Exchange could be a game-changer for the industry.