Director of the division of corporate finance at the SEC says sales of Ether are not securities transactions.
ESMA chair Steven Maijoor says watchdog is carrying out a ‘fact-finding’ exercise on periodic auctions and highlights competitive advantage for SIs.
FX traders at Deutsche Bank were found to have used online chat rooms to coordinate trading activity and manipulate currency prices.
ESMA confirms there will be no extension to the six-month grace period implemented just two weeks before MiFID II went live on 3 January this year.
Bank of America Merrill Lynch admits masking millions of orders and will pay $42 million for the second time this year.
Investigation by Competition and Markets Authority into ION Investment Group’s acquisition of Fidessa could delay the deal.
Traders at JP Morgan allegedly traded at the 11.00am fixing time to manipulate the USD ISDAFIX interest rate swaps benchmark.
The FCA will contact asset managers, investment banks and brokers to evaluate the effects of unbundling under MiFID II.
Citibank allegedly made millions in “unjust gains” from governmental and not-for-profit counterparties by manipulating the USD Libor benchmark.
New report suggests that spending, automation and outsourcing of compliance functions at buy-side firms will increase over the next five years.