The TRADE’s Crystal Ball 2021: Regulation
Gaze into The TRADE's crystal ball for insights from market participants on their regulation and market structure predictions for the year ahead.
Gaze into The TRADE's crystal ball for insights from market participants on their regulation and market structure predictions for the year ahead.
The EU regulator said that a total of €88 million in fines relating to 339 actions under the market abuse regulation were imposed in 2019, up from €10 million in 2018.
The consultation paper seeks industry feedback on the market impact of requirements relating to algorithmic trading under the MiFID II regulations.
Brett Redfearn has been director of the trading and markets division at the SEC since October 2017.
The decision to overhaul market data feeds in the US could bring more competition to the space and decrease escalating data costs for investors.
Heath Tarbert was appointed chair and commissioner of the CFTC in 2019 and will resign as chair when Joe Biden takes office in 2021.
EDI has called on the CFTC, House of Representatives, and the US Senate to investigate fee changes at CME Group that would increase costs each year for the firm.
The majority of industry bodies and market participants will most likely focus their feedback on the settlement penalties and the buy-in components of CSDR.
The CFTC set a new record for the number of enforcements during 2020 totalling $1.3 billion, despite operating through the pandemic.
The OCC said JP Morgan had failed to maintain adequate internal controls and internal audit over its fiduciary business.