The OCC said JP Morgan had failed to maintain adequate internal controls and internal audit over its fiduciary business.
The Beeks CaaS provides ultra-low latency access to SGX trading platforms via shared or dedicated fibre uplinks through the Beeks infrastructure.
HKEX will use DAML-developed smart contracts and has partnered with DTCC to streamline and automate Northbound Stock Connect post-trade processes.
PORT Enterprise from Bloomberg will provide portfolio managers at Union Investment with risk and attribution models, portfolio analytics and reporting functionality.
Christoph Boschan will remain the chief executive of Wiener Börse AG for a further period of five years after a unanimous decision from the board.
LSEG confirmed Turquoise Europe would go live on 30 November unless relevant equivalence decisions between the EU and UK are agreed upon.
The new chair of ESMA will take up the role in April 2021 once Steven Maijoor steps down.
The Tradeweb data will be added to the waterfall methodology of ICE Term SONIA reference rates for expected SONIA rates over one, three, and six-month tenor periods.
Brian Pomraning joins Pico as chief revenue officer after senior roles at ITG and JP Morgan.
ESMA will uphold its approach to derivatives trading obligation requiring activity take place on venues within the EU once Brexit transition period ends.