
agenda
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MiFID II – The regulatory overview
How will MiFID II affect research, best execution policy, transaction reporting, market making and trading venues? What do regulators expect in a post-MiFID world? How have member state regulators prepared for the implementation of MiFID II? What are the consequences of the overall tightening of the framework around algos? Which derivatives will be subject to the mandatory trading / clearing obligation?
Host: John Bakie, Head of Digital, The Trade
Panelists: Ashlin Kohler, Director, Global Rates eCommerce, FICC, Citi
Rachael Hutchins, Trading Solutions, Compliance and Regulation, Bloomberg Tradebook
Mark Spanbroek, Acting Chairman, FIA EPTA -
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Trader surveillance – What MiFID II requires
What are the MiFID II requirements for trader communication surveillance? Which communication types are covered? What are the requirements for proactive monitoring?
Host:Tom Honeywell, Director, NICE Systems -
-Coffee Break
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-FinTech – A helping hand
How can disruptive technology assist with best execution? What help is available to firms who are struggling with compliance requirements under MiFID II? Can new ideas like Blockchain help with best execution or post-trade issues?
Host: Mark Spanbroek, Acting Chairman, FIA EPTA
Panelists: Mark Ford, Principal Consultant, LiquidMetrix
Stefan Hendrickx, CEO, Ancoa -
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Buy-side discussion: Market making and liquidity issues
How will the increased importance of Systematic Internalisers affect market behaviour? How will OTC trading be affected?
Host: John Bakie, Head of Digital, The Trade
Panelists: Lee Sanders, Head of FX and FI Dealing, AXA Investment Managers
Pedro Fernandes, Co-founder & CEO, ResearchPool -
Close of Seminar / Cocktail Reception