Australia’s regulator said traders were inadequately trained and surveillance systems failed to prevent the violations at Credit Suisse.
Tag: Credit Suisse
ICE has further expanded the list of authorised participants engaging with its ETF Hub with Credit Suisse.
Credit Suisse Asset Management’s FinTech growth equity group NEXT Investors led the recent funding round for MayStreet.
In launching the service, the platform will allow for the simultaneous exchange of cash and securities between broker-dealers to settle US listed-equities trades.
Buy-side heavyweights join Credit Suisse and Exane BNP Paribas as Plato Partnership’s newest members.
The launch of the platform marks the latest success for AccessFintech, which originated from JP Morgan’s FinTech incubator and went live just six months ago.
AccessFintech's solution will help Credit Suisse avoid errors in the settlement process and comply with the upcoming settlement discipline regime.
Credit Suisse veteran David Miller replaces James Amine as CEO of investment banking and capital markets.
Paxos has been given the green light to launch its blockchain-based settlement service for certain broker-dealers, including Credit Suisse and Societe Generale.
Redburn has hired Steve East, a former Credit Suisse veteran, to lead its sector research.