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Etrading Software wins UK bond CTP tender beating out three other bidders
The move will see the firm take on a £4.8 million contract to deliver the tape for a period of five years.
Tag: FCA
FCA confirms pay for research model with joint payment option for fund managers
The decision comes off the back of recommendations from the ‘investment research review’; rules affect full-scope UK alternative investment fund managers (AIFMs), among others.
People Moves Monday: Cboe, Janus Henderson, FCA, and more…
The past week saw appointments and role changes across trading venues, the buy-side, and regulators.
FCA welcomes UK taskforce final report on the move to T+1
Following the taskforce report published on 6 February, the FCA is calling on the industry to engage and start planning as soon as possible.
FCA serves first fine for breach of transaction reporting requirements under Mifir
Infinox Capital has been fined £99,000 by the watchdog for failing to submit 46,000 transaction reports between 1 October 2022 and 31 March 2023.
Asset managers split on approach to FCA’s unbundling rules
Following the UK’s Financial Conduct Authority (FCA) confirming final rules, the likelihood is for less of a regulatory clash between the US, the EU and the UK going forward, according to Substantive Research.
FCA confirms no chance of further Libor extension as September deadline approaches
There are three months to go for the remaining synthetic US dollar Libor settings.
BlackRock, LGIM, Morgan Stanley, and Goldman individuals among those listed in latest FCA secondary markets committee line up
The UK watchdog’s 25 committee members will serve for two years; individuals hail from firms including: Goldman Sachs, Vanguard AM, BlackRock, Morgan Stanley, LGIM, and JP Morgan, among others.
When it comes to capital market regulation, market input is essential to avoid taking a hammer to crack a nut, says FCA
Speaking at an industry event this week, Sarah Pritchard, executive director, markets and international at the FCA, highlighted key themes at the fore of the watchdog’s focus, including: the impact of geopolitical pressures on market development, the rationale behind recent unbundling rules, and the future outlook for insurgent technologies.
In conversation with… Substantive Research’s Mike Carrodus
The TRADE sits down with Mike Carrodus, chief executive and founder of Substantive Research to unpack the UK’s Financial Conduct Authority’s (FCA) recent bundling rules, discussing the most important considerations for traders, expected speedbumps, and the state of play across the UK, US, and EU.