Goldman to pay $6 million in penalties to the SEC for providing deficient data
The order from the Securities and Exchange Commission (SEC) asserted that over around ten years, Goldman made more than 22,000 deficient blue sheet submissions.
Tag: Goldman Sachs
Goldman Sachs becomes latest new member on Eurex listed FX futures business
The investment bank is joining the FX business at Eurex as a trading and clearing member as well as being a liquidity provider for off-book transactions.
CFTC orders Goldman Sachs to pay $5.5 million penalty for recordkeeping failures
Order follows a previous penalty for failing to record the phone lines of a trading and sales desk for 20 calendar days between January and February 2014.
Goldman Sachs goes live as clearing broker for LCH
The move follows Barclays and Barclays Ireland becoming clearing brokers at CDSClear just last month.
Equities
Goldman Sachs on equities execution: Tacking with the wind
Annabel Smith sits down with the Goldman Sachs equities execution services desk for EMEA to discuss the changing role of a sell-side counterparty, evolving client demands and market structure and regulatory change on the horizon.
People Moves Monday: Weekly roundup
The past week saw appointments from AccessFintech and Adroit Trading Technologies, alongside a departure from Federated Hermes.
Goldman Sachs managing director of 18 years joins AccessFintech to head up buy-side sales and relationships
Incoming individual will lead buy-side strategy; joins following 18 years at Goldman Sachs and five years at JP Morgan.
Goldman Sachs net revenues slump off the back of investment banking, FICC and equities slowdown
The bank reported net revenue of $10.9 billion in the second quarter, down 8% year-on-year.
Barclays appoints new co-heads of G10 FX trading
New London-based heads have previously held positions at BNP Paribas, Deutsche Bank, and Goldman Sachs.
Major sell-side banks lead $25.4 million funding round in FIA Tech
With the close of this round the total funding for FIA Tech is at almost $70 million.