Trading director joins White in departure from SEC
Stephen Luparello announces departure from US regulator.
Stephen Luparello announces departure from US regulator.
Chair at the SEC, Mary Jo White, announced departure from position earlier this month.
US watchdog determined the bank had hired children of government officials in a ‘systematic bribery scheme’.
Mary Jo White to leave US regulator at the end of Obama’s administration.
SEC chair, Mary Jo White, said in keynote speech that public reporting is next critical step for the US regulator.
Federal Reserve Board announces plans to enter negotiations to collect treasury data for FINRA.
FINRA members will be required to report on transactions in treasuries as of July 2017.
Deutsche Bank failed to safeguard research and provide internal communications to US regulator during investigation.
US regulator found ex-Credit Suisse COO had pressured employees to misrepresent metrics.