Sell-Side
Swiss investment bank’s annual report outlines potential revenue impacts of MiFID II unbundling and changes to OTC derivatives trading.
Regulation
Three major investment banks allegedly carried out various frauds and spoofing on precious metals futures contracts.
Sell-Side
The market maker recruited Marc Harold as deputy chief compliance officer, one month after it hired a former SEC director in May.
Sell-Side
One of Deutsche Bank’s top securities lending traders left in May to join UBS.
Regulation
Former compliance officer at UBS worked at the investment bank for more than a decade.
Regulation
Deficiencies were seen on UBS’ price improvement network and Opera trading systems.
Foreign Exchange
Ranking of top FX dealers reveals a significant redistribution of market share this year.
Technology
The acquisition of UBS Delta by StatPro will enable it to expand its portfolio analysis services to the front-office.
Sell-Side
UBS’s annual report revealed the bank is unprepared for non-cleared margin rules.
Regulation
Tom Hayes was the first to be jailed for 11 years following appeals to his conviction for Libor manipulation.