SEC urged to regulate blockchain
New York-based FinTech firm petitions for regulation of blockchain and digital based-assets.
Buy- and sell-side leaders debated MiFID II’s best execution requirements, trade reporting and TCA at the LSE this week.
SEC found Barclays overcharged clients up to $50 million in advisory fees.
David Humphrey fined following misrepresentation of personal derivatives trading activity.
Morgan Stanley becomes latest investment bank to register as a systematic internaliser under MiFID II.
Legal action taken following Markit’s decision to prohibit access to its trade processing service, MarkitSERV.
Jay Clayton officially sworn in as the 32nd chairman of the SEC.