April 9, 2018 1:34 PM GMT
MiFID II compliance with best execution, unbundling and payment for order flow are among the rules the FCA will be looking at this year.
April 5, 2018 11:28 AM GMT
FCA enforces annual assessment despite concerns around sensitive information and the time frame having been raised.
April 3, 2018 12:49 PM GMT
LUSID platform partnership also includes HSBC Securities Services, Atlanta Wealth and FinTech firm FINBOURNE.
March 23, 2018 12:09 PM GMT
FinTech strategy also includes plans for a Robo-regulation pilot scheme and co-operation with Australian counterparts.
March 20, 2018 10:56 AM GMT
FCA FinTech sandbox creates safe space for firms to test new products and services.
March 5, 2018 4:03 PM GMT
The introduction of MiFID II on 3 January this year was a true watershed moment for the industry, designed to usher in a new era of transparency and fairness to financial markets, but has anything changed so far for the buy-side?
March 5, 2018 1:53 PM GMT
Former Deutsche Bank trader Guillaume Adolph fined £180,000 and banned from industry by the FCA.
March 1, 2018 8:32 AM GMT
Libor is in the process of being phased out and will be replaced by SONIA in April this year.
February 20, 2018 7:55 AM GMT
UK regulator seeking feedback on its use of technology for regulatory reporting at TechSprint event.
February 19, 2018 9:13 AM GMT
FinTech agreement is the first of its kind between US and UK financial authorities.