Regulation
Interim boss Tracey McDermott will pass on the baton in the coming weeks.
Regulation
FCA policy lead will speak to delegates next month about the implementation of Market Abuse Regulation.
Regulation
Recognition of cost burden by FCA means firms can start to
plan projects.
Europe
The FCA's most recent MiFID paper exempts certain funds, such as UCITS and alternatives, from reporting obligations.
Buy-Side
Thwarted erroneous trades and lax trading processes have cost one of the UK’s largest managers.
Buy-Side
Help for smaller asset managers could improve the competitive environment in the sector.
Europe
FCA plans year-long study into asset managers, looking at competitiveness and achieving value for money for clients.
Buy-Side
Aviva Investors analyst exploited systems weaknesses to cherry pick trades.