FinTech Regulation : Race to the Top
As the FCA confirms it is teaming up with Australian regulators to support FinTech firms, The Trade looks at how the UK’s regulation on FinTech compares with the rest of the world…
Tag: FCA
State Street bankers charged for secret commissions scheme
Former executives caught reaping millions of dollars of illicit profits from bank’s transition management business.
IOSCO warns of FinTech regulatory threat
Report by IOSCO suggests digital disruption is too complex for regulators and puts investor protection at risk.
SFO drops forex case
Investigation into rigging forex markets will no longer continue, following lack of evidence to convict.
Unauthorised “Currency Trader” has jail term hiked
Impoverished “Currency Trader” Boakes braced for longer jail stint after splashing the cash.
Schroder’s trader pleads guilty to insider trading
Former Schroders trader admits insider dealing.
FCA bans former Deutsche Bank trader over Libor
The case marked the first time an individual had been charged in the investigation connected to Deutsche Bank.
STORs biggest market abuse hurdle for firms
Suspicious transaction and order reporting has been raised by industry experts as a big issue for firms ahead of MAR implementation.
Algo traders added to FCA accountability rules
FCA widens scope of new conduct rules to cover algorithmic trading and client dealing functions.
ESMA endorses clearing exemption to 16 UK pension funds
The majority of buy-side firms, including pension funds, are expected to begin clearing of derivatives from the second half of 2017.