CFTC teams up with FCA to support cross-border swap dealers
Regulators have signed a memorandum of understanding to support companies based in the UK and US.
Regulators have signed a memorandum of understanding to support companies based in the UK and US.
FCA proposes full disclosure of transaction costs to pension schemes that invest in funds.
Despite gaining clarity on unbundling rules, industry participants have noted the UK’s stricter stance on implementation.
RPAs can be funded through CSAs, but brokers can no longer retain money intended to pay for research.
The UK’s FCA has processed 24 out 69 successful applicants for its sandbox, who will move on to testing soon.
UK’s FCA urges former chief be banned for destroying a cultural assessment on senior management at Barclays.
Regulator’s fintech sandbox working with several blockchain specialists.
Trade associations at a roundtable hosted by the FCA have questioned MiFID II rules on exchange market data pricing.
FCA publishes first guidelines on cloud technology, as TABB research suggests widespread adoption by 2018.