Jay Clayton officially sworn in as the 32nd chairman of the SEC.
Tag: Securities and Exchange Commission
The SEC found Morgan Stanley failed to inform investors of risks related to the trading of inverse ETFs.
Trading ‘Cartel’ charged with rigging FX spot market face up to 10 years in prison.
Donald Trump has nominated Jay Clayton as chair at the SEC.
New Jersey based traders charged after manipulating over 2,000 traded stocks.
Andrew Ceresney announces departure from US regulator by the end of this year.
Fierce competition among exchanges for data sees Nasdaq look to open up scope of data to investing public.
Virtu Financial describes the ETF market as ‘an area that deserves a closer look’ in letter to US regulator.
Stephen Luparello announces departure from US regulator.
Chair at the SEC, Mary Jo White, announced departure from position earlier this month.