New Jersey based traders charged after manipulating over 2,000 traded stocks.
Tag: Securities and Exchange Commission
Andrew Ceresney announces departure from US regulator by the end of this year.
Fierce competition among exchanges for data sees Nasdaq look to open up scope of data to investing public.
Virtu Financial describes the ETF market as ‘an area that deserves a closer look’ in letter to US regulator.
Stephen Luparello announces departure from US regulator.
Chair at the SEC, Mary Jo White, announced departure from position earlier this month.
US watchdog determined the bank had hired children of government officials in a ‘systematic bribery scheme’.
Mary Jo White to leave US regulator at the end of Obama’s administration.
FINRA members will be required to report on transactions in treasuries as of July 2017.
Deutsche Bank failed to safeguard research and provide internal communications to US regulator during investigation.