Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements.
Goldman Sachs is handed largest penalty to date by the FCA after the watchdog found errors in more than 200 million transaction reports.
The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate.
Platforms trading crypto-assets that qualify as financial instruments should be subject to the rules, but ESMA has advised a bespoke regime be implemented for firms trading crypto-assets outside of the MiFID scope.
Market maker will become an equities SI in order to meet demand for additional sources of liquidity.
Pricing plan reveals huge potential costs of buying research under MiFID II.
The summer holiday season is here but it may not be summer as we know it.
Regulation seen as major driver in electronification of bond trading.
Exchange group identifies fresh loopholes in MiFID II’s systematic internaliser rules.