Tag: regulation

Instinet has received regulatory approval to become a payment institution (PI), meaning it can offer clients solutions to unbundle their execution and research payments.

Mark Wetjen has announced he will step down from his role at US derivatives regulator the Commodity Futures Trading Commission (CFTC) at the end of the month.

The Alternative Investment Management Association has launched a joint survey to discover how ready hedge funds are to the changes Basel III will have on relationships with their prime brokers.

Europe’s derivatives regulator has recommended changes to forthcoming regulations in a move that will please market participants fretting about the new rules.

FIX Trading Community has created new subgroups focused on six of MiFID II’s most impactful regulations.

The European Commission has effectively set the date of October 2016 for buy-side firms to become subject to mandatory central clearing, but should they begin earlier than that? Jonathan Watkins presents the arguments for both cases.

ITG expects to make a $10 million loss in the second quarter of 2015 due to a fine from US regulators.

The leading voice in lobbying for improvements in OTC derivatives reforms has warned against new regulations resulting in fractured rules, markets and liquidity.

Firms are still not doing enough to strengthen governance and monitor supervision of benchmarks, according to a report from the UK regulator.