ASX increases oversight of CHESS Replacement following damning ASIC report on outage
ASIC looks to mitigate risks of future ASX tech upgrades by imposing additional licence conditions on three licences held by the equities exchange.
Tag: ASIC
Australia’s regulator lifts trading restrictions for big brokers
After equity markets in Australia exceeded processing capacity on 13 March, the regulator imposed restrictions on the number of trades large brokers could execute.
Australian regulator to launch wider investigation into ASX market outage
ASIC will launch a wider investigation in 2017 into ASX's risk management procedures.
DTCC reduces repository fees in Singapore and Australia
Clients using DTCC’s trade repository for MAS and ASIC transactions to see fees reduced by up to 20%.