Head of trading: a role redefined
Heads of trading desks are spending less time trading than ever before as rapidly-evolving regulations are shifting their daily priorities.
Tag: compliance
DTCC hires former regulator for trade repository compliance
Derek West will join the DTCC with responsibility for compliance at its Global Trade Repository.
ITG poaches RBC Capital Markets compliance officer
ITG hopes its new man will help create a ‘rigorous compliance culture’.
Former Aviva analyst banned for trading exploits
Aviva Investors analyst exploited systems weaknesses to cherry pick trades.