Tag: Morgan Stanley

Regulation August 9, 2017 9:20 AM GMT

MiFID II’s SI regime to herald new age of fragmentation

Industry estimates on the number of registered systematic internalisers suggests the market will see fragmentation increase severely.

Sell-Side July 31, 2017 6:52 AM GMT

Thomas Glocer, formerly CEO at Thomson Reuters, joined the board of directors at Morgan Stanley in 2013.

Technology May 15, 2017 9:30 AM GMT

Industry heavyweights follow Goldman, JP Morgan and Deutsche Bank and sign up for Tradeweb’s APA for trade reporting.

Regulation May 9, 2017 8:54 AM GMT

Morgan Stanley becomes latest investment bank to register as a systematic internaliser under MiFID II.

Sell-Side May 8, 2017 7:40 AM GMT

Barclays said new hire signals the importance of research as MiFID II unbundling rules loom.

ETFs February 15, 2017 5:14 AM GMT

The SEC found Morgan Stanley failed to inform investors of risks related to the trading of inverse ETFs.

Foreign Exchange January 25, 2017 6:20 AM GMT

CitiFX Alpha trading programme misinformed investors about risk and cots of being a part of the group.

Fixed Income January 19, 2017 5:09 AM GMT

Goldman Sachs, JP Morgan, Morgan Stanley and Citi reported strong growth across trading revenues in fourth quarter in 2016.

Sell-Side December 6, 2016 5:46 AM GMT

Investigation found millions of purchase orders were placed without intention to execute.

FinTechQ December 2, 2016 6:55 AM GMT

OANDA appoints global head of trading and quantitative analytics in New York.