About 2.76% of total US recorded volume during 8 July 2019 to 23 December 2019 was deleted prematurely due to an analyst’s error.
Tag: Commodity Futures Trading Commission
According to CFTC, ICE Clear Europe failed to obtain executed acknowledgement letters from the depository before, during or after the opening of six customer segregated accounts.
Fines follow Citi’s $25 million penalty for spoofing US treasury futures markets in January this year.
Clients were overcharged $7.8 million for clearing and exchange services, according to the CFTC.
CFTC’s Timothy Massad outlines the challenges the UK faces ahead of clearing equivalence negotiations after Brexit.
Societe Generale failed to report FX swaps following a system update error.
Regulators have signed a memorandum of understanding to support companies based in the UK and US.
Barclays fined $500,000 for failing to produce confirmations on over a thousand trades.