Asset managers express concerns over additional regulatory reporting burdens in addition to current requirements for MiFID II and AIFMD.
Tag: European Commission
Investment firms affected by major FX rigging scandal at Barclays, Citi, RBS, JP Morgan and UBS are seeking compensation in the UK.
European Commission has fined Barclays, RBS, Citigroup, JP Morgan and MUFG a total of €1.07 million for involvement in FX trading cartel.
Euroclear’s London-based CSD to settle Irish securities in a ‘no-deal’ Brexit scenario after agreement with ESMA and the Bank of England.
ESMA has submitted a final amendment to the tick size regime as concerns EU trading venues will be at a disadvantage post-Brexit linger.
With addition of four UK-based MTFs, the CFTC’s list of EU-based venues exempt from SEF registration now totals 20.
The European Commission has said it will adopt temporary equivalence to ensure no disruption to central clearing in the case of no-deal Brexit.
European Commission agrees to extend the tick size regime to SIs, as long as it is limited to shares and depositary receipts only.
Both countries face the Court of Justice for failing to implement MiFID II regulation.
FinTech action plan puts forward new rules for crowdfunding and a pan-European label for firms to be licensed across the region.