JP Morgan fined almost $350 million for reporting inadequacies across ‘billions of instances of trading activity’
Office of the Comptroller of the Currency (OCC) is ordering the bank to correct the deficiencies before onboarding new trading venues.
Tag: Federal Reserve Board
UBS hit with $387 million in combined penalties from European and US regulators for Credit Suisse Archegos failures
The Swiss Financial Market Supervisory Authority (FINMA) has also opened enforcement proceedings against an undisclosed former manager at Credit Suisse.
Federal Reserve Board looks to collect Treasury transaction data for FINRA
Federal Reserve Board announces plans to enter negotiations to collect treasury data for FINRA.
Former FX trader at Barclays faces $1.2 million fine
FX trader created chat room to facilitate benchmark manipulation with traders at competitor banks.