LSEG global equities head appointed non-exec director at outsourced dealing firm
Brian Schwieger and former Merrill Lynch EMEA execution services director Tony Walker will help shape the business direction at BTON Financial.
Tag: Merrill Lynch
Merrill Lynch fined $25 million for multi-year spoofing scheme
Merrill Lynch Commodities admitted the illegal activity following an investigation by the US Department of Justice and the CFTC.
LGIM appoints Columbia Threadneedle’s Scrimgeour as new chief executive
Former chief executive for EMEA, APAC at Columbia Threadneedle to succeed Mark Zinkula later this year.
FCA fines Merrill Lynch £34.5 million for transaction reporting failures
Fine is the first enforcement action against a firm for failing to report exchange traded derivatives under EMIR.
Merrill Lynch fined $2.8 million by FINRA for reporting tech errors
System errors saw Merrill Lynch report millions of inaccurate transactions to US regulator.