Morgan Stanley’s wealth management business will pay $3.6 million after one of its advisors stole $7 million from client accounts.
Tag: Morgan Stanley
Former BAML global head of equities structured products to join Societe Generale in June.
Consortium aims to establish universal connectivity standards for industry desktop applications.
Goldman Sachs saw the biggest fall in bond trading profits among rivals, as low volatility hits fourth quarter trading activity.
Morgan Stanley has been fined a total of $350,000 after the CFTC found it had omitted data from its Large Trader reports.
Clients of Morgan Stanley were overcharged more than $1.5 million for exchange and clearing fees.
Jason Massey worked as an executive director for listed derivatives sales at Morgan Stanley for more than seven years.
Potential loophole within the systematic internaliser regime under MiFID II has been source of controversy for months.
Industry estimates on the number of registered systematic internalisers suggests the market will see fragmentation increase severely.
Thomas Glocer, formerly CEO at Thomson Reuters, joined the board of directors at Morgan Stanley in 2013.