PIMCO charged by the SEC for swaps disclosure and procedures failures
Without admitting or denying the regulator’s findings, PIMCO has agreed to a cease-and-desist order and a censure; will pay a combined penalty of $9 million.
Tag: Pimco
Institutional interest in crypto leads to increased services being provided by trading platforms
Bloomberg, OSL Digital Securities and Paxos are among the institutions responding to increased interest in digital assets.
Eden Simmer: the future of the buy-side trading desk
Ahead of TradeTech, head of global equity trading at PIMCO, Eden Simmer, tells The TRADE that a hybrid trading desk composed of traders with remote and physical office presence can offer a number of advantages.
Pimco adopts OpenGamma analytics for uncleared margin rules
Pimco will use OpenGamma’s technology in a bid to reduce margin financing costs for derivatives trading.
Pimco deploys Algomi ALFA system for fixed income trading
US fixed income investment firm Pimco will use Algomi ALFA to source and aggregate bond liquidity.
BlackRock, ICE and Pimco among first SEC fixed income committee members
SEC’s newly formed Fixed Income Market Structure Advisory Committee will provide advice on regulatory opportunities and intervention.
Pimco fined $20m for misleading investors about ETF performance
SEC finds Pimco misled investors about long-term impact of fund strategy.
Ex-Pimco equity chief named as CIO at Eastspring Investments
Virginie Maisonneuve will join Eastspring Investments in January next year.
Pimco’s global equity chief departs amid shutdown
Global head of equity trading position will not be replaced following Melissa Tuttle’s departure.
One Pimco client withdraws €17 billion in Q2
The world's largest bond fund manager sees €28 billion in outflows during the first half of 2016 but insists flows are steadying.